Foreign Exchange Regulation Act

Results: 82



#Item
11Davis Polk & Wardwell / Cravath /  Swaine & Moore / United States Senate / U.S. Securities and Exchange Commission / Glass–Steagall Act / Federal Reserve System / Carter Glass / Pecora Commission / Members of the Council on Foreign Relations / Government / Ferdinand Pecora / Financial regulation

WALL STREET WARS T H E E P I C B AT T L E S W I T H WA S H I N G T O N T H AT C R E AT E D T H E M O D E R N F I N A N C I A L S Y S T E M

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Source URL: reganarts.com

Language: English - Date: 2015-02-20 06:00:48
12Financial regulation / Business / Futures contract / Securities market / Financial adviser / Foreign exchange market / Derivative / Accredited investor / Bank / Financial economics / Finance / Investment

Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP[removed]NOTICE ON THE SALE OF INVESTMENT PRODUCTS

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Source URL: www.mas.gov.sg

Language: English - Date: 2012-12-11 03:19:39
13Finance / Contract for difference / Exempt market dealer / Canadian securities regulation / Derivative / Securities Act / Security / Securities regulation in the United States / First Prudential Markets / Financial economics / Stock market / Investment

Staff NoticeOfferings of Contracts for Difference and foreign exchange contracts to investors in Ontario

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2015-02-06 00:26:48
14Stock market / Financial markets / Financial regulation / OTC Bulletin Board / Short / Stock trader / Securities fraud / Futures contract / Foreign exchange market / Financial economics / Investment / Finance

February 28, 2015 RE: FILE No[removed]Advisory Committee on Small and Emerging Markets Ladies and Gentlemen: One of the topics this Committee is considering is the definition of an accredited investor. The DoddFrank Act

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Source URL: www.sec.gov

Language: English - Date: 2015-03-02 14:22:03
15Law / European Union / Markets in Financial Instruments Directive / Economy of the United Kingdom / Financial system / Financial Services Authority / Regulation / Financial Services and Markets Act / Financial markets / Financial regulation / United Kingdom

FAO: The Fair and Effective Markets Review BY EMAIL: [removed] 29 January 2015 Dear Sirs FEMR: How fair and effective are the fixed income, foreign exchange and commodities

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Source URL: www.bankofengland.co.uk

Language: English - Date: 2015-02-23 11:13:05
16Financial statements / Generally Accepted Accounting Principles / Financial regulation / International Financial Reporting Standards / Income statement / Cash flow statement / Equity / Dividend / Short / Finance / Accountancy / Business

SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.drreddys.com

Language: English - Date: 2014-06-17 06:50:00
17Generally Accepted Accounting Principles / Financial statements / Financial regulation / International Financial Reporting Standards / Balance sheet / Income statement / Equity / Cash flow statement / Historical cost / Accountancy / Finance / Business

SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.drreddys.com

Language: English - Date: 2014-06-17 06:51:28
18Financial economics / Financial system / Finance / Foreign exchange market / OneChicago /  LLC / Financial regulation / Futures contract / Best execution

NFA Compliance Rule 2-4: The Best Execution Obligation of NFA Members Registered as Broker-Dealers Under Section 15(b)(11) of the Securities Exchange Act of 1934 Executing Orders in Security Futures Products INTERPRETIVE

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Source URL: www.nfa.futures.org

Language: English - Date: 2009-06-22 13:29:56
19Financial system / Futures contract / Commodity Futures Trading Commission / Securities Exchange Act / Commodity Exchange Act / Commodity broker / Foreign Exchange Dealers Coalition / United States securities law / Financial economics / Financial regulation

Microsoft Word - Chap 20Draft.doc

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Source URL: www.mgex.com

Language: English - Date: 2012-05-15 17:43:09
20Commodities market / Foreign exchange market / Financial services / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / Commodity Exchange Act / MF Global / Foreign exchange regulation / Financial economics / Finance / Investment

Microsoft Word - 68905335_1.DOCX

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Source URL: www.managedfunds.org

Language: English
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